UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
GE HEALTHCARE TECHNOLOGIES INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-41528 | 88-2515116 | |||||||||||||||||||||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | |||||||||||||||||||||
| 500 W. Monroe Street | Chicago, | IL | 60661 | ||||||||||||||||||||
| (Address of principal executive offices) | (Zip Code) | ||||||||||||||||||||||
Frank Jimenez (833) 735-1139
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______.
Section 1 — Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
GE HealthCare Technologies Inc., a Delaware corporation ("GE HealthCare"), completed its spin-off from General Electric Company on January 3, 2023. On January 4, 2023, GE HealthCare's common stock began regular-way trading on The Nasdaq Stock Market LLC under the ticker symbol “GEHC." Since GE HealthCare was part of General Electric Company for the entirety of 2022, the required information for GE HealthCare is included in the General Electric Company 2022 Conflict Minerals Report (the "Conflict Minerals Report").
A copy of the Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at https://www.gehealthcare.com/about/sustainability/reports. Information contained on the GE HealthCare website is not part of, nor incorporated by reference into, this Form SD or the Conflict Minerals Report.
Item 1.02 Exhibit
The General Electric Company 2022 Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 3 — Exhibits
Item 3.01 Exhibits
| Exhibit | Description | ||||
| 1.01 | General Electric Company 2022 Conflict Minerals Report, as required by items 1.01 and 1.02 of this Form. | ||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| GE HealthCare Technologies Inc. | ||||||||
(Registrant) | ||||||||
| | ||||||||
Date: May 31, 2023 | /s/ Frank R. Jimenez | |||||||
| Frank R. Jimenez, General Counsel and Corporate Secretary (authorized signatory) | ||||||||
Exhibit 1.01
General Electric Company
2022 Conflict Minerals Report
Introduction
General Electric Company (“GE” or the “Company”) has prepared this Conflict Minerals Report (“Report”) for the year ended December 31, 2022, as provided for in Rule 13p-1 of the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). GE manufactures a wide range of products that contain tin, tantalum, tungsten or gold (“3TG”) but GE does not purchase ore or unrefined 3TG from mines and generally is many steps removed in the supply chain from the mining of these minerals. We purchase materials from a wide network of suppliers and rely on them to assist with our reasonable country of origin inquiry regarding the 3TG that are necessary to the functionality or production of products we manufacture. After performing our reasonable country of origin inquiry and due diligence for 2022, we have reason to believe that a portion of the 3TG used in our products may have originated in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”) and may not be solely from recycled or scrap sources and we are therefore submitting this Report, which describes the due diligence we have performed pursuant to the Conflict Minerals Rule and our related processes and procedures.
This Report describes:
•the due diligence we performed for 2022, including the steps we took to mitigate the risk that 3TG in our products benefit armed groups;
•the products that we have reason to believe might contain 3TG originating from the Covered Countries; and
•information about the processing facilities and countries of origin of 3TG used in those products.
Reasonable Country of Origin Inquiry and Due Diligence Process
Design of GE’s due diligence measures
GE has adopted Conflict Minerals Guidelines (the “Guidelines”) outlining the design of our 3TG due diligence process, based on our broader ethical supply chain program. The Guidelines describe procedures that each GE business is expected to use to perform due diligence on the origin and sourcing of 3TG contained in products we manufacture. The Guidelines conform in material respects to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including, the Supplement on Tin, Tantalum, and Tungsten and the Supplement on Gold (Third Edition) (the “OECD Guidance”), and the Guidelines are periodically reviewed and updated with enhancements to the due diligence program.
This description of due diligence measures refers to measures performed by GE Corporate and by the GE businesses. On January 3, 2023, we completed the separation of the HealthCare business from GE through the spin-off of GE HealthCare Technologies Inc. (GE HealthCare). This Report includes due diligence measures related to GE HealthCare during 2022.
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Although GE does not purchase ore or unrefined 3TG from mines and generally is many steps removed in the supply chain from the mining of these minerals, GE businesses took proactive steps to comply with sanctions imposed on Russian entities in March 2022. GE businesses reached out to suppliers with known Russian smelters in their supply chain to issue warnings on compliance with sanctions and regulatory requirements, as detailed in their supplier agreements. GE required suppliers to use alternative smelters to comply with the newly imposed sanctions. Coupled with proactive outreach, GE seeks to maintain a robust international trade compliance program where suppliers are watchlist screened on a regular basis for compliance with trade sanctions.
This description is presented pursuant to the organizational structure of the Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain contained in the OECD Guidance.
Step 1: Establish strong company management systems
A.Adopt and commit to a supply chain policy for minerals originating from conflict-affected and high-risk areas
The Guidelines contain the operative provisions of GE’s Responsible Mineral Sourcing Principles, which can be found on GE’s website, as well as the process for confirming that risks are adequately managed. The Guidelines were created and disseminated by the Company’s 3TG Working Group (described below) and provide details for the execution of GE’s 3TG due diligence process, including guidance for situational decision making and escalation processes regarding supplier behavior. Additional GE policies that relate to the due diligence measures contained in the OECD Guidance are incorporated into GE’s code of conduct, The Spirit & The Letter, which can be found on GE’s website (for each of these materials, see “Where You Can Find Additional Information” below).
We do not seek to embargo the responsible sourcing of 3TG or other minerals from the Covered Countries or other conflict-affected and high-risk areas.
B. Structure internal management systems to support supply chain due diligence
3TG Working Group. The Company has established a 3TG Working Group, which includes representatives from GE Corporate and each of the GE businesses, with representation from functions such as engineering, supply chain management and legal. The 3TG Working Group meets regularly throughout the year to discuss design and modification of the 3TG due diligence process (including potential enhancements to the due diligence program), share best practices among the businesses, and monitor progress of the suppliers annual Conflict Minerals Reporting Template (“CMRT”) outreach campaign and the 3TG due diligence process. The 3TG Working Group is also responsible for reviewing and implementing the Guidelines annually.
GE Corporate. GE’s Global Law & Policy organization has oversight responsibility for GE’s Responsible Mineral Sourcing Principles, including the establishment of processes and procedures to carry out this statement.
GE businesses. Each GE business has:
•established a process to support 3TG due diligence of its supply chain;
•documented that process in a written business program; and
•assigned responsibility for the execution of the business program to specific personnel.
Internal reporting. For 2022, GE Corporate used the following 3TG due diligence reporting mechanisms:
•Reporting within GE businesses to leadership: Each GE business conducted one or more reviews of its 3TG due diligence program with senior management within its organization, covering supply chain risks and efforts to achieve supply chain transparency; and
•Communicating across GE businesses: The Company’s 3TG Working Group held regularly scheduled meetings throughout the year, with representation from functions such as engineering, supply chain management and legal.
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C. Establish a system of controls and transparency over the 3TG supply chain
Identifying suppliers. Each GE business identified:
•Relevant Suppliers: suppliers that provide inputs to GE products that are known or are likely to contain 3TG through a process that is based on an examination of internal records such as bills of material or other product specifications, a qualitative review of sourcing records, or information provided by the supplier; and
•Significant Suppliers: those suppliers within the universe of Relevant Suppliers that are most significant to GE’s 3TG due diligence program, using criteria developed by each business, such as the amount of sourcing spend with the supplier.
Identifying smelters and refiners in the supply chain. Each GE business identified smelters and refiners of 3TG that are first-tier suppliers to GE and used its best efforts to identify additional smelters and refiners by surveying Significant Suppliers, either directly or indirectly through an independent third-party supply chain expert, using the Responsible Minerals Initiative’s (“RMI”) CMRT. The survey tools are designed to collect, manage and archive supplier information relevant for 3TG due diligence including, among other things, the identity of smelters or refiners (“SORs”) of 3TG in each supplier’s supply chain, as well as information concerning their related compliance efforts. Each GE business reviews Significant Supplier responses for completeness, accuracy and plausibility and follows up with Significant Suppliers whose survey responses are identified as having potentially incomplete or inaccurate information, in order to seek more complete information.
Conducting a reasonable country of origin inquiry (“RCOI”). In connection with our due diligence, we utilize and rely on information made available through the Responsible Minerals Assurance Process (“RMAP”) administered by RMI, concerning independent third-party audits of smelters and refiners to assess smelter and refiner due diligence and to identify countries of origin. Where the data showed that ores utilized by one or more of these smelters or refiners were potentially sourced from a Covered Country, GE concluded that there is reason to believe that 3TG from the Covered Countries may be present in the products for which such smelters or refiners were reported as potentially in the supply chain. Due to business confidentiality and other competitive concerns, as recognized by the OECD Guidance, the RMI does not publish detailed information on specific mines and location of origin of ores that supply the SORs subject to verification reviews. Consequently, no such information is provided in this Report. RMI’s efforts to determine such information is described on the RMI website (see “Where You Can Find Additional Information” below). In addition, certain Significant Suppliers provided CMRTs with mine or location of origin information, and that information was also included in our RCOI.
Records retention. We have a records retention policy providing for the maintenance on a computerized database of business records relating to 3TG due diligence, including records of due diligence processes, findings and resulting decisions, for at least five years.
D. Strengthen company engagement with suppliers
Regular communications. GE regularly communicates its expectations on responsible supply chains of 3TG by transmitting surveys and other communications from the sourcing organizations of the GE businesses to Significant Suppliers and other Relevant Suppliers. In addition, we encourage our suppliers to participate in training on GE’s 3TG due diligence program and other appropriate third-party training to enhance the accuracy and quality of the information that suppliers provide to us.
Contractual obligations. Each GE business has standard vendor terms and conditions that contractually obligate suppliers to (1) adopt policies and establish systems to procure 3TG from sources that have been verified as conflict free; and (2) provide supporting data on their 3TG supply chains to GE when requested, on a platform to be designated by GE. These obligations are reflected in GE’s Integrity Guide for Suppliers, Contractors and Consultants (“Integrity Guide”), which can be found on GE’s website (see “Where You Can Find Additional Information” below). Purchase order and contract terms and conditions in use by GE businesses require suppliers to conform their behavior to the Integrity Guide (including a requirement to report suspected or confirmed violations of the guide), and generally provide GE with audit rights and the right to terminate the contract in the event of material non-compliance.
E. Establish a company-level grievance mechanism
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Integrity Guide. The Integrity Guide provides multiple methods for suppliers and supplier personnel to raise concerns about matters that are subject to the Integrity Guide, including GE’s expectations of suppliers regarding 3TG due diligence.
Open reporting system. Each GE business also has an open reporting system through which employees and third parties may report concerns about policy violations, including concerns related to our 3TG policies. Concerns can be reported anonymously or for attribution through several channels, including any compliance resource (e.g. GE legal counsel or auditor), by calling the GE Corporate Ombuds line at (800) 227-5003, or by emailing the GE Ombudsperson at ombudsperson@ge.com. As an RMI member, we also recognize the RMI Grievance Mechanism as a mechanism for third parties to submit grievances concerning the 3TG supply chain.
No retaliation. Both the Integrity Guide and the open reporting system forbid retaliation against any person reporting an integrity concern.
Step 2: Identify and assess risks in the supply chain
A. Use best efforts to identify the smelters and refiners in the supply chain
During 2022, using the processes described above under “Establish a system of controls and transparency over the 3TG supply chain,” GE businesses identified 1,825 Significant Suppliers (down from 2,446 in 2021). This year-over-year change is primarily the result of continued improvement efforts for supplier selection. The businesses followed up with the Significant Suppliers that did not respond to the request within the specified time frame. The information was requested from each Significant Supplier multiple times by email and phone, to the extent the supplier continued to be non-responsive. Our Significant Suppliers, mostly reporting at a company level, identified 344 SORs that were potentially in their supply chains (up from 335 in 2021). See Table A below for a list of these SORs and a summary of their validation status under the RMAP.
B. Identify the scope of the risk assessment of the 3TG supply chain
Engaging with suppliers. GE’s 3TG supplier survey asks suppliers to identify smelters and refiners of 3TG in their supply chains. For Significant Suppliers that are identified as either not having a responsible 3TG sourcing policy or not implementing due diligence measures for conflict-free sourcing, we encourage those suppliers to implement such measures. We seek to engage our Significant Suppliers to encourage the smelters and refiners in their supply chains to become validated as Conformant (as defined below) by the RMAP or a similar program. In addition, in 2022, we conducted outreach, and through our independent third-party supply chain expert, we offered additional training to Significant Suppliers in the form of three webinar sessions, which had more than 500 attendees.
GE seeks to continue to improve 3TG due diligence efforts to reduce 3TG supply chain risk by encouraging suppliers to source from Conformant smelters and refiners. As a result, we believe that 64% of the smelters and refiners identified by our Significant Suppliers have been verified as Conformant (up from 35% in 2013, when we started our 3TG due diligence program).
Engaging with smelters and refiners. For SORs who were identified as not Conformant and potentially in our supply chain, our independent third-party supply chain expert sent letters on our behalf, first in December of 2022 and again in April of 2023, encouraging such SORs to participate in the RMAP or an equivalent cross-recognized assessment protocol. See “Devise and adopt a risk management plan” below for additional information on our engagement efforts.
C. Assess whether the smelters/refiners have carried out all elements of due diligence for responsible supply chains of 3TG from conflict-affected and high-risk areas
We review the smelter and refiner information provided by the Significant Suppliers against the Smelter Look-up tab list of the CMRT and to the extent that a SOR identified by a Significant Supplier is not on that list, we take additional steps to verify whether the listed entity is a SOR. Identified SORs were reviewed against the RMI’s list of Conformant and Active (as defined below) smelters and refiners. If a SOR identified by a Significant Supplier is not listed as Conformant, or equivalent by another RMI cross-recognized, independent third-party audit program, we consult publicly available information or through industry associations, we attempt to contact the SOR to attempt to determine whether that SOR has a responsible 3TG sourcing process.
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D. Where necessary, carry out joint spot checks at the mineral smelter or refiner’s own facilities (including through participation in industry-driven programs)
First-tier suppliers. Each GE business is responsible for confirming that each of its first-tier suppliers that are smelters and refiners (if any):
•has a policy and procedures to eliminate sourcing of conflict-supporting 3TG;
•has been subject to an audit of the origin of their 3TG suppliers conducted in accordance with OECD Guidance or has made a firm commitment to undergo such an audit as soon as it can be scheduled; and
•passes the audit as being conflict-free or, having failed the audit, has established and put into place a plan to correct process deficiencies.
Lower-tier (upstream) suppliers. In accordance with OECD Guidance, including its audit recommendations for downstream companies, GE implements upstream audits by participating in and cooperating with industry organizations. GE is a member of RMI and has, periodically, supported RMI through membership on various committees and working groups. As such, GE relies on RMI to conduct risk assessment at the upstream level. For each smelter identified in its supply chain at the first or lower tiers, each GE business assesses the information available from RMI and an independent third-party supply chain expert to determine whether there are any high-risk (as defined below) smelters or refiners and, if needed, develops a corrective action plan. We encourage removing any high-risk smelters from our supply chain.
Step 3: Design and implement a strategy to respond to identified risks
A.Report findings to designated senior management
See “Structure internal management systems to support supply chain due diligence” above for a description of GE’s 3TG due diligence internal reporting processes.
B. Devise and adopt a risk management plan
Each GE business compiles a report of 3TG risks identified in its supply chain for review by the GE business executive-level program owner to determine appropriate steps to mitigate risks identified during the 3TG due diligence process. In 2022, these steps focused on encouraging Significant Suppliers who identified high-risk SORs to remove them from their supply chains. A high-risk SOR is one for which there are credible reports that such SOR sources materials in a manner that directly or indirectly finances armed conflict. In addition, Significant Suppliers who identified high-risk SORs were invited to attend training webinars conducted by our independent third-party supply chain expert.
To the extent that identified SORs are not Conformant, we seek to exercise leverage over these SORs to become Conformant through our participation in and support of the RMI. We also utilize information provided by the RMI to its members to monitor smelter and refiner improvement. Our independent third-party supply chain expert sent letters on our behalf to SORs identified as not Conformant and potentially in our supply chain in December 2022 and again in April 2023, encouraging such SORs to participate in the RMAP or an equivalent cross-recognized assessment protocol. In addition, in 2022, the Aerospace Industries Association (“AiA”), of which GE is a member, developed an outreach letter reiterating the AiA’s support for the RMI and RMAP process, to assist with RMI’s outreach efforts to smelters and refiners.
Step 4: Carry out independent 3rd party audit of smelter/refiner’s due diligence practices
See “Where necessary, carry out joint spot checks at the mineral smelter or refiner’s own facilities (including through participation in industry-driven programs)” above for a discussion of how GE conducted risk assessment at the upstream level.
Step 5: Report annually on supply chain due diligence
We file this Report annually, and a copy of it is available at https://www.ge.com/sustainability/reports-hub.
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RCOI and Due Diligence Results
GE manufactures a wide range of products that contain 3TG. For a description of the products manufactured by GE in 2022, see the products description for each of our businesses on pages 8 - 15 of our 2022 Annual Report on Form 10-K, which you can find at https://www.ge.com/investor-relations/annual-report.
GE purchases materials from a wide network of suppliers so we necessarily rely on them to assist with our due diligence process. After performing an RCOI and due diligence for 2022, based on information RMI makes available to its members, we have reason to believe that some of the necessary 3TG in our products were sourced from Covered Countries. We have no knowledge that any of the necessary 3TG contained in our in-scope products directly or indirectly financed or benefitted armed groups in a Covered Country, but make no assertion that any of our products are “DRC conflict free.”
SORs Used to Process 3TG in GE Products
GE obtained information about the SORs used to process 3TG in our products through the due diligence measures described in this Report. Based on our due diligence for 2022, we believe that 64% of the smelters and refiners identified by our Significant Suppliers have been verified as Conformant (up from 35% in 2013, when we started our 3TG due diligence program). Table A provides a list of SORs that GE’s Significant Suppliers identified as being present in their supply chains and that may have processed 3TG contained in in-scope GE products.
Countries of Origin of 3TG in GE Products
GE relies on information RMI makes available to its members to obtain information about the country of origin and mine or location of origin of 3TG. Table B below contains a list of known countries of origin of 3TG used by SORs that GE suppliers identified as potentially being present in their supply chains.
For 2022, most Significant Suppliers provided company level responses, which may include country of origin information for parts not sold to GE. Therefore, we are unable to determine whether any 3TG in GE products was actually sourced from the countries listed in Table B. For 2022, we were not able to determine the country of origin for the 3TG processed by any of the smelters or refiners listed as “Active” or “On Smelter Look-up Tab List Only.”
Future Risk Mitigation Efforts
2023 actions to improve due diligence and supplier engagement. GE intends to take the following steps in 2023 to improve 3TG due diligence and thereby seek to mitigate the risk that 3TG contained in in-scope GE products may benefit armed groups:
•continue communication and training for suppliers and spread best practices learned during execution of the 3TG due diligence process in 2022 across the GE businesses to continue to work to improve the percentage of Significant Suppliers responding to GE’s supply chain surveys and the quality of their responses;
•continue to request that certain Significant Suppliers that provided company level information for 2022 provide product level information for 2023, through ongoing outreach with these Significant Suppliers;
•continue the identification of and communication with smelters and refiners in GE’s supply chain, both directly and indirectly through GE’s Significant Suppliers and upstream distributors, in order to continue to increase the number of smelters and refiners that participate in the RMAP; and
•continue to participate in industry initiatives encouraging responsible supply chains, including initiatives to add cobalt, mica and other minerals to the scope.
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Annex A
Capitalized terms used and not otherwise defined in this Annex have the meanings set forth in the Conflict Minerals Report of which this Annex is a part.
Table A
(as of May 22, 2023)
Summary of Smelters and Refiners
| A. RMI Conformant Smelters & Refiners | B. RMI Active Smelters & Refiners | C. On Smelter Look-up Tab List Only Smelters & Refiners | Total | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2021 | 2022 | 2021 | 2022 | 2021 | 2022 | 2021 | 2022 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Tantalum | 35 | 32 | 0 | 0 | 0 | 2 | 35 | 34 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Tin | 54 | 60 | 7 | 3 | 17 | 20 | 78 | 83 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Tungsten | 42 | 34 | 4 | 0 | 4 | 17 | 50 | 51 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Gold | 99 | 95 | 7 | 5 | 66 | 76 | 172 | 176 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Total | 230 | 221 | 18 | 8 | 87 | 115 | 335 | 344 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
We note the following in connection with the information contained in the foregoing table:
(1) The smelters and refiners reflected in the table were identified by our Significant Suppliers as potentially being part of our 2022 supply chain. However, not all of the included SORs may have processed the necessary 3TG contained in the in-scope products that we manufactured, since many Significant Suppliers reported to us at a “company level” the 3TG contained in all of their products, not just those in the products that they sold to us. Some Significant Suppliers also may have reported to us SORs that were not in our supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not be all of the SORs in our supply chain, since many Significant Suppliers were unable to identify all of the SORs used to process the necessary 3TG content contained in the in-scope products that we manufactured and not all of the Significant Suppliers responded to our inquiries.
(2) “Conformant” means that a smelter or refiner has successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment protocol. Included smelters and refiners were not necessarily Conformant for all or part of 2022 and may not continue to be Conformant for any future period.
(3) “Active” means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.
(4) A smelter or refiner is listed as “On Smelter Look-up Tab List Only” if it was not Conformant or Active but appears on the Smelter Look-up tab of the CMRT.
(5) The compliance status information reflected in the table is based solely on information made available by the RMI to its members, without independent verification by us.
A-1
| STATUS OF IDENTIFIED SMELTER AND REFINERS FOR 2022 | |||||||||||
| Metal | Smelter Name | Country | Status | ||||||||
| Gold | Abington Reldan Metals, LLC | United States of America | RMI Conformant | ||||||||
| Gold | Agosi AG | Germany | RMI Conformant | ||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | RMI Conformant | ||||||||
| Gold | Alexy Metals | United States of America | RMI Conformant | ||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | RMI Conformant | ||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | RMI Conformant | ||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | RMI Conformant | ||||||||
| Gold | Asahi Pretec Corp. | Japan | RMI Conformant | ||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | RMI Conformant | ||||||||
| Gold | Asahi Refining USA Inc. | United States of America | RMI Conformant | ||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Aurubis AG | Germany | RMI Conformant | ||||||||
| Gold | Bangalore Refinery | India | RMI Conformant | ||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | RMI Conformant | ||||||||
| Gold | Boliden AB | Sweden | RMI Conformant | ||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | RMI Conformant | ||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | RMI Conformant | ||||||||
| Gold | Chimet S.p.A. | Italy | RMI Conformant | ||||||||
| Gold | Chugai Mining | Japan | RMI Conformant | ||||||||
| Gold | Dowa | Japan | RMI Conformant | ||||||||
| Gold | DSC (Do Sung Corporation) | Republic of Korea | RMI Conformant | ||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | RMI Conformant | ||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | RMI Conformant | ||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | RMI Conformant | ||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | RMI Conformant | ||||||||
| Gold | Geib Refining Corporation | United States of America | RMI Conformant | ||||||||
| Gold | Gold by Gold Colombia | Colombia | RMI Conformant | ||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Heimerle + Meule GmbH | Germany | RMI Conformant | ||||||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | RMI Conformant | ||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | RMI Conformant | ||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Istanbul Gold Refinery | Turkey | RMI Conformant | ||||||||
| Gold | Italpreziosi | Italy | RMI Conformant | ||||||||
| Gold | Japan Mint | Japan | RMI Conformant | ||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Kazzinc | Kazakhstan | RMI Conformant | ||||||||
A-2
| Gold | Kennecott Utah Copper LLC | United States of America | RMI Conformant | ||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | RMI Conformant | ||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Korea Zinc Co., Ltd. | Republic of Korea | RMI Conformant | ||||||||
| Gold | L'Orfebre S.A. | Andorra | RMI Conformant | ||||||||
| Gold | LS-NIKKO Copper Inc. | Republic of Korea | RMI Conformant | ||||||||
| Gold | LT Metal Ltd. | Republic of Korea | RMI Conformant | ||||||||
| Gold | Materion | United States of America | RMI Conformant | ||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | RMI Conformant | ||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | RMI Conformant | ||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | RMI Conformant | ||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | RMI Conformant | ||||||||
| Gold | Metalor Technologies S.A. | Switzerland | RMI Conformant | ||||||||
| Gold | Metalor USA Refining Corporation | United States of America | RMI Conformant | ||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | RMI Conformant | ||||||||
| Gold | Mitsubishi Materials Corporation | Japan | RMI Conformant | ||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | MKS PAMP SA | Switzerland | RMI Conformant | ||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | RMI Conformant | ||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | RMI Conformant | ||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | RMI Conformant | ||||||||
| Gold | NH Recytech Company | Republic of Korea | RMI Conformant | ||||||||
| Gold | Nihon Material Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | RMI Conformant | ||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | RMI Conformant | ||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | RMI Conformant | ||||||||
| Gold | PX Precinox S.A. | Switzerland | RMI Conformant | ||||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | RMI Conformant | ||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | RMI Conformant | ||||||||
| Gold | Royal Canadian Mint | Canada | RMI Conformant | ||||||||
| Gold | SAAMP | France | RMI Conformant | ||||||||
| Gold | SAFINA A.S. | Czechia | RMI Conformant | ||||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | RMI Conformant | ||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | RMI Conformant | ||||||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan | RMI Conformant | ||||||||
A-3
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | SungEel HiMetal Co., Ltd. | Republic of Korea | RMI Conformant | ||||||||
| Gold | T.C.A S.p.A | Italy | RMI Conformant | ||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | RMI Conformant | ||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | RMI Conformant | ||||||||
| Gold | Torecom | Republic of Korea | RMI Conformant | ||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | RMI Conformant | ||||||||
| Gold | United Precious Metal Refining, Inc. | United States of America | RMI Conformant | ||||||||
| Gold | Valcambi S.A. | Switzerland | RMI Conformant | ||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | RMI Conformant | ||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | RMI Conformant | ||||||||
| Gold | Yamakin Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | RMI Conformant | ||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | RMI Conformant | ||||||||
| Tantalum | AMG Brasil | Brazil | RMI Conformant | ||||||||
| Tantalum | D Block Metals, LLC | United States of America | RMI Conformant | ||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | RMI Conformant | ||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Global Advanced Metals Aizu | Japan | RMI Conformant | ||||||||
| Tantalum | Global Advanced Metals Boyertown | United States of America | RMI Conformant | ||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | RMI Conformant | ||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | KEMET de Mexico | Mexico | RMI Conformant | ||||||||
| Tantalum | Materion Newton Inc. | United States of America | RMI Conformant | ||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | RMI Conformant | ||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | RMI Conformant | ||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | RMI Conformant | ||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | NPM Silmet AS | Estonia | RMI Conformant | ||||||||
| Tantalum | QuantumClean | United States of America | RMI Conformant | ||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | RMI Conformant | ||||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | RMI Conformant | ||||||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | RMI Conformant | ||||||||
| Tantalum | TANIOBIS GmbH | Germany | RMI Conformant | ||||||||
A-4
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | RMI Conformant | ||||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | RMI Conformant | ||||||||
| Tantalum | Telex Metals | United States of America | RMI Conformant | ||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | RMI Conformant | ||||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | RMI Conformant | ||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | RMI Conformant | ||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | Alpha | United States of America | RMI Conformant | ||||||||
| Tin | Aurubis Beerse | Belgium | RMI Conformant | ||||||||
| Tin | Aurubis Berango | Spain | RMI Conformant | ||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | China Tin Group Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | RMI Conformant | ||||||||
| Tin | CRM Synergies | Spain | RMI Conformant | ||||||||
| Tin | CV Ayi Jaya | Indonesia | RMI Conformant | ||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | RMI Conformant | ||||||||
| Tin | Dowa | Japan | RMI Conformant | ||||||||
| Tin | DS Myanmar | Myanmar | RMI Conformant | ||||||||
| Tin | EM Vinto | Bolivia | RMI Conformant | ||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | RMI Conformant | ||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | RMI Conformant | ||||||||
| Tin | Fenix Metals | Poland | RMI Conformant | ||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | RMI Conformant | ||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | RMI Conformant | ||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | RMI Conformant | ||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | RMI Conformant | ||||||||
| Tin | Metallic Resources, Inc. | United States of America | RMI Conformant | ||||||||
| Tin | Mineracao Taboca S.A. | Brazil | RMI Conformant | ||||||||
| Tin | Minsur | Peru | RMI Conformant | ||||||||
| Tin | Mitsubishi Materials Corporation | Japan | RMI Conformant | ||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | RMI Conformant | ||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | RMI Conformant | ||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia | RMI Conformant | ||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | RMI Conformant | ||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | RMI Conformant | ||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | RMI Conformant | ||||||||
A-5
| Tin | PT Babel Inti Perkasa | Indonesia | RMI Conformant | ||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | RMI Conformant | ||||||||
| Tin | PT Bangka Prima Tin | Indonesia | RMI Conformant | ||||||||
| Tin | PT Bangka Serumpun | Indonesia | RMI Conformant | ||||||||
| Tin | PT Bukit Timah | Indonesia | RMI Conformant | ||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | RMI Conformant | ||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | RMI Conformant | ||||||||
| Tin | PT Mitra Stania Prima | Indonesia | RMI Conformant | ||||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | RMI Conformant | ||||||||
| Tin | PT Premium Tin Indonesia | Indonesia | RMI Conformant | ||||||||
| Tin | PT Prima Timah Utama | Indonesia | RMI Conformant | ||||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | RMI Conformant | ||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | RMI Conformant | ||||||||
| Tin | PT Rajehan Ariq | Indonesia | RMI Conformant | ||||||||
| Tin | PT Refined Bangka Tin | Indonesia | RMI Conformant | ||||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | RMI Conformant | ||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | RMI Conformant | ||||||||
| Tin | PT Sukses Inti Makmur | Indonesia | RMI Conformant | ||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | RMI Conformant | ||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | RMI Conformant | ||||||||
| Tin | PT Tommy Utama | Indonesia | RMI Conformant | ||||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | RMI Conformant | ||||||||
| Tin | Rui Da Hung | Taiwan | RMI Conformant | ||||||||
| Tin | Thaisarco | Thailand | RMI Conformant | ||||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | RMI Conformant | ||||||||
| Tin | Tin Technology & Refining | United States of America | RMI Conformant | ||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | RMI Conformant | ||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | A.L.M.T. Corp. | Japan | RMI Conformant | ||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | RMI Conformant | ||||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | RMI Conformant | ||||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Global Tungsten & Powders LLC | United States of America | RMI Conformant | ||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | RMI Conformant | ||||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
A-6
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | RMI Conformant | ||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | RMI Conformant | ||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Kennametal Fallon | United States of America | RMI Conformant | ||||||||
| Tungsten | Kennametal Huntsville | United States of America | RMI Conformant | ||||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan | RMI Conformant | ||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Masan High-Tech Materials | Vietnam | RMI Conformant | ||||||||
| Tungsten | Niagara Refining LLC | United States of America | RMI Conformant | ||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | RMI Conformant | ||||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | RMI Conformant | ||||||||
| Tungsten | Tungsten Vietnam Joint Stock Company | Vietnam | RMI Conformant | ||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | RMI Conformant | ||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | RMI Conformant | ||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | RMI Conformant | ||||||||
| Gold | Augmont Enterprises Private Limited | India | RMI Active | ||||||||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | RMI Active | ||||||||
| Gold | Coimpa Industrial LTDA | Brazil | RMI Active | ||||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | RMI Active | ||||||||
| Gold | WEEEREFINING | France | RMI Active | ||||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | RMI Active | ||||||||
| Tin | PT Timah Nusantara | Indonesia | RMI Active | ||||||||
| Tin | Super Ligas | Brazil | RMI Active | ||||||||
| Gold | 8853 S.p.A. | Italy | On Smelter Lookup Tab Only | ||||||||
| Gold | ABC Refinery Pty Ltd. | Australia | On Smelter Lookup Tab Only | ||||||||
| Gold | Advanced Chemical Company | United States of America | On Smelter Lookup Tab Only | ||||||||
| Gold | African Gold Refinery | Uganda | On Smelter Lookup Tab Only | ||||||||
| Gold | Albino Mountinho Lda. | Portugal | On Smelter Lookup Tab Only | ||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | On Smelter Lookup Tab Only | ||||||||
| Gold | AU Traders and Refiners | South Africa | On Smelter Lookup Tab Only | ||||||||
| Gold | Caridad | Mexico | On Smelter Lookup Tab Only | ||||||||
A-7
| Gold | Cendres + Metaux S.A. | Switzerland | On Smelter Lookup Tab Only | ||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | On Smelter Lookup Tab Only | ||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | On Smelter Lookup Tab Only | ||||||||
| Gold | Dongwu Gold Group | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | On Smelter Lookup Tab Only | ||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | On Smelter Lookup Tab Only | ||||||||
| Gold | Gold Coast Refinery | Ghana | On Smelter Lookup Tab Only | ||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Guangdong Jinding Gold Limited | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | HwaSeong CJ CO., LTD. | Republic of Korea | On Smelter Lookup Tab Only | ||||||||
| Gold | Industrial Refining Company | Belgium | On Smelter Lookup Tab Only | ||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | On Smelter Lookup Tab Only | ||||||||
| Gold | JALAN & Company | India | On Smelter Lookup Tab Only | ||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | JSC Uralelectromed | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | K.A. Rasmussen | Norway | On Smelter Lookup Tab Only | ||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | On Smelter Lookup Tab Only | ||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | On Smelter Lookup Tab Only | ||||||||
A-8
| Gold | Kundan Care Products Ltd. | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | On Smelter Lookup Tab Only | ||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | On Smelter Lookup Tab Only | ||||||||
| Gold | Lingbao Gold Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Marsam Metals | Brazil | On Smelter Lookup Tab Only | ||||||||
| Gold | MD Overseas | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Metallix Refining Inc. | United States of America | On Smelter Lookup Tab Only | ||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | On Smelter Lookup Tab Only | ||||||||
| Gold | Morris and Watson | New Zealand | On Smelter Lookup Tab Only | ||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | Pease & Curren | United States of America | On Smelter Lookup Tab Only | ||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | QG Refining, LLC | United States of America | On Smelter Lookup Tab Only | ||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Sabin Metal Corp. | United States of America | On Smelter Lookup Tab Only | ||||||||
| Gold | Safimet S.p.A | Italy | On Smelter Lookup Tab Only | ||||||||
| Gold | Sai Refinery | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Samduck Precious Metals | Republic of Korea | On Smelter Lookup Tab Only | ||||||||
| Gold | Samwon Metals Corp. | Republic of Korea | On Smelter Lookup Tab Only | ||||||||
| Gold | Sellem Industries Ltd. | Mauritania | On Smelter Lookup Tab Only | ||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
A-9
| Gold | Shirpur Gold Refinery Ltd. | India | On Smelter Lookup Tab Only | ||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan | On Smelter Lookup Tab Only | ||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Gold | Sovereign Metals | India | On Smelter Lookup Tab Only | ||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | On Smelter Lookup Tab Only | ||||||||
| Gold | Sudan Gold Refinery | Sudan | On Smelter Lookup Tab Only | ||||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan | On Smelter Lookup Tab Only | ||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | On Smelter Lookup Tab Only | ||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tantalum | 5D Production OU | Estonia | On Smelter Lookup Tab Only | ||||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | On Smelter Lookup Tab Only | ||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | On Smelter Lookup Tab Only | ||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | On Smelter Lookup Tab Only | ||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | On Smelter Lookup Tab Only | ||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | On Smelter Lookup Tab Only | ||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | On Smelter Lookup Tab Only | ||||||||
| Tin | Novosibirsk Tin Combine | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tin | Pongpipat Company Limited | Myanmar | On Smelter Lookup Tab Only | ||||||||
| Tin | Precious Minerals and Smelting Limited | India | On Smelter Lookup Tab Only | ||||||||
| Tin | PT Bangka Tin Industry | Indonesia | On Smelter Lookup Tab Only | ||||||||
| Tin | PT Panca Mega Persada | Indonesia | On Smelter Lookup Tab Only | ||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | On Smelter Lookup Tab Only | ||||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | On Smelter Lookup Tab Only | ||||||||
A-10
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | On Smelter Lookup Tab Only | ||||||||
| Tin | VQB Mineral and Trading Group JSC | Vietnam | On Smelter Lookup Tab Only | ||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tungsten | ACL Metais Eireli | Brazil | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Artek LLC | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Republic of Korea | On Smelter Lookup Tab Only | ||||||||
| Tungsten | HANNAE FOR T Co., Ltd. | Republic of Korea | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | On Smelter Lookup Tab Only | ||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | LLC Vostok | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Moliren Ltd. | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | On Smelter Lookup Tab Only | ||||||||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | On Smelter Lookup Tab Only | ||||||||
A-11
Table B
(as of May 22, 2023)
| Gold | Tantalum | Tin | Tungsten | ||||||||
| Afghanistan | Angola | Ãland Islands | American Samoa | ||||||||
| Ãland Islands | Argentina | Andorra | Angola | ||||||||
| Albania | Australia | Angola | Argentina | ||||||||
| American Samoa | Austria | Argentina | Australia | ||||||||
| Andorra | Belgium | Armenia | Austria | ||||||||
| Angola | Bolivia | Australia | Belgium | ||||||||
| Argentina | Brazil | Austria | Bolivia | ||||||||
| Armenia | Burundi | Belgium | Brazil | ||||||||
| Aruba | Cambodia | Benin | Burundi | ||||||||
| Australia | Canada | Bermuda | Cambodia | ||||||||
| Austria | Chile | Bolivia | Canada | ||||||||
| Azerbaijan | China | Brazil | Chile | ||||||||
| Bahamas | Colombia | Burundi | China | ||||||||
| Barbados | Congo | Cambodia | Colombia | ||||||||
| Belarus | Democratic Republic of Congo | Canada | Congo | ||||||||
| Belgium | Djibouti | Chile | Democratic Republic of Congo | ||||||||
| Benin | Ecuador | China | Djibouti | ||||||||
| Bermuda | Egypt | Colombia | Ecuador | ||||||||
| Bolivia | Eritrea | Congo | Egypt | ||||||||
| Brazil | Estonia | Democratic Republic of Congo | Eritrea | ||||||||
| Bulgaria | Ethiopia | Djibouti | Estonia | ||||||||
| Burkina Faso | France | Ecuador | Ethiopia | ||||||||
| Burundi | Germany | Egypt | France | ||||||||
| Cambodia | Ghana | Eritrea | Georgia | ||||||||
| Canada | Guinea | Estonia | Germany | ||||||||
| Central African Republic | Guyana | Ethiopia | Ghana | ||||||||
| Chile | Hong Kong | France | Guam | ||||||||
| China | Hungary | Germany | Guinea | ||||||||
| Colombia | India | Ghana | Guyana | ||||||||
| Congo | Indonesia | Guinea | Hong Kong | ||||||||
| Czechia | Ireland | Guyana | Hungary | ||||||||
| Democratic Republic of Congo | Israel | Hong Kong | India | ||||||||
| Djibouti | Japan | Hungary | Indonesia | ||||||||
| Dominica | Jersey | India | Ireland | ||||||||
| Dominican Republic | Kazakhstan | Indonesia | Israel | ||||||||
| Ecuador | Korea | Ireland | Italy | ||||||||
| Egypt | Luxembourg | Israel | Japan | ||||||||
| Eritrea | Madagascar | Japan | Jersey | ||||||||
| Estonia | Malaysia | Jersey | Kazakhstan | ||||||||
| Ethiopia | Mali | Kazakhstan | Korea | ||||||||
| Finland | Mexico | Korea | Liechtenstein | ||||||||
| France | Mongolia | Luxembourg | Luxembourg | ||||||||
| Georgia | Mozambique | Madagascar | Malaysia | ||||||||
| Germany | Myanmar | Malaysia | Mexico | ||||||||
| Ghana | Namibia | Mali | Mongolia | ||||||||
A-12
| Guatemala | Netherlands | Mexico | Morocco | ||||||||
| Guinea | Niger | Mongolia | Mozambique | ||||||||
| Guyana | Nigeria | Morocco | Myanmar | ||||||||
| Honduras | Panama | Mozambique | Namibia | ||||||||
| Hong Kong | Papua New Guinea | Myanmar | Niger | ||||||||
| Hungary | Peru | Namibia | Nigeria | ||||||||
| India | Philippines | Netherlands | Panama | ||||||||
| Indonesia | Poland | Niger | Papua New Guinea | ||||||||
| Ireland | Portugal | Nigeria | Peru | ||||||||
| Italy | Russian Federation | Panama | Philippines | ||||||||
| Japan | Rwanda | Papua New Guinea | Portugal | ||||||||
| Jersey | Saudi Arabia | Peru | Russian Federation | ||||||||
| Kazakhstan | Sierra Leone | Philippines | Rwanda | ||||||||
| Kenya | Singapore | Poland | Samoa | ||||||||
| Korea | Slovenia | Portugal | Saudi Arabia | ||||||||
| Kyrgyzstan | South Africa | Russian Federation | Sierra Leone | ||||||||
| Liberia | South Sudan | Rwanda | Singapore | ||||||||
| Liechtenstein | Spain | Saudi Arabia | South Africa | ||||||||
| Lithuania | Sudan | Sierra Leone | South Sudan | ||||||||
| Luxembourg | Switzerland | Singapore | Spain | ||||||||
| Madagascar | Taiwan | Slovakia | Sudan | ||||||||
| Malaysia | Tanzania | South Africa | Suriname | ||||||||
| Mali | Thailand | South Sudan | Switzerland | ||||||||
| Mauritania | Turkey | Spain | Taiwan | ||||||||
| Mexico | United Arab Emirates | Sudan | Tanzania | ||||||||
| Mongolia | United Kingdom | Suriname | Thailand | ||||||||
| Mozambique | United States | Switzerland | Turkey | ||||||||
| Myanmar | Zambia | Taiwan | United Arab Emirates | ||||||||
| Namibia | Zimbabwe | Tanzania | United Kingdom | ||||||||
| Netherlands | Thailand | United States | |||||||||
| New Zealand | Turkey | Uzbekistan | |||||||||
| Nicaragua | Uganda | Vietnam | |||||||||
| Niger | United Kingdom | Zambia | |||||||||
| Nigeria | United States | Zimbabwe | |||||||||
| Norway | Uzbekistan | ||||||||||
| Panama | Vietnam | ||||||||||
| Papua New Guinea | Zambia | ||||||||||
| Peru | Zimbabwe | ||||||||||
| Philippines | |||||||||||
| Poland | |||||||||||
| Portugal | |||||||||||
| Russian Federation | |||||||||||
| Rwanda | |||||||||||
| Samoa | |||||||||||
| Saudi Arabia | |||||||||||
| Senegal | |||||||||||
| Sierra Leone | |||||||||||
| Singapore | |||||||||||
| South Africa | |||||||||||
| South Sudan | |||||||||||
A-13
| Spain | |||||||||||
| Sudan | |||||||||||
| Suriname | |||||||||||
| Sweden | |||||||||||
| Switzerland | |||||||||||
| Taiwan | |||||||||||
| Tajikistan | |||||||||||
| Tanzania | |||||||||||
| Thailand | |||||||||||
| Turkey | |||||||||||
| Uganda | |||||||||||
| United Arab Emirates | |||||||||||
| United Kingdom | |||||||||||
| United States | |||||||||||
| Uzbekistan | |||||||||||
| Vietnam | |||||||||||
| Zambia | |||||||||||
| Zimbabwe | |||||||||||
Countries that do not contain physical mine locations have been included as they are a source of recycle/scrap material.
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Helpful Resources
Acronyms Used in This Report
3TG | Tin, Tantalum, Tungsten or Gold | ||||||||||||||||
| CMRT | Conflict Minerals Reporting Template | ||||||||||||||||
| DRC | Democratic Republic of the Congo | ||||||||||||||||
| OECD | Organization for Economic Cooperation and Development | ||||||||||||||||
| RMAP | Responsible Minerals Assurance Process | ||||||||||||||||
| RMI | Responsible Minerals Initiative | ||||||||||||||||
| SORs | Smelters or Refiners | ||||||||||||||||
Forward-Looking Statements
This Report contains "forward-looking statements" - that is, statements related to future events that by their nature address matters that are, to different degrees, uncertain. For details on the uncertainties that may cause our actual future results to be materially different than those expressed in our forward-looking statements, see https://www.ge.com/investor-relations/important-forward-looking-statement-information as well as our annual reports on Form 10-K and quarterly reports on Form 10-Q. We do not undertake to update our forward-looking statements.
Where You Can Find Additional Information*
GE’s Responsible Mineral Sourcing Principles
https://www.ge.com/sustainability/reports-hub
https://www.ge.com/sustainability/reports-hub
GE’s Statement on Ethical Supply Chain
https://www.ge.com/sustainability/reports-hub
GE’s Integrity Guide for Suppliers, Contractors and Consultants
www.gesupplier.com/html/SuppliersIntegrityGuide.htm
www.gesupplier.com/html/SuppliersIntegrityGuide.htm
GE’s Code of Conduct: The Spirit & The Letter
https://www.ge.com/snl
https://www.ge.com/snl
Responsible Minerals Initiative
http://www.responsiblemineralsinitiative.org
http://www.responsiblemineralsinitiative.org
OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas
www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf
www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf
GE’s 2022 Annual Report on Form 10-K
https://www.ge.com/investor-relations/annual-report
https://www.ge.com/investor-relations/annual-report
*These web links are provided for convenience only, and the content on the referenced websites does not constitute a part of, and is not incorporated by reference into, this Report.
GE and the GE logo are trademarks and service marks of General Electric Company. Other marks used throughout are trademarks and service marks of their respective owners.
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